8020 Test Pass4sure | 8020 Reliable Exam Review
8020 Test Pass4sure | 8020 Reliable Exam Review
Blog Article
Tags: 8020 Test Pass4sure, 8020 Reliable Exam Review, 8020 Latest Study Materials, Latest 8020 Exam Dumps, Free 8020 Test Questions
Knowledge is defined as intangible asset that can offer valuable reward in future, so never give up on it and our 8020 exam preparation can offer enough knowledge to cope with the exam effectively. To satisfy the needs of exam candidates, our experts wrote our 8020 practice materials with perfect arrangement and scientific compilation of messages, so you do not need to study other 8020 training questions to find the perfect one anymore.
PRMIA 8020 Exam Syllabus Topics:
Topic | Details |
---|---|
Topic 1 |
|
Topic 2 |
|
Topic 3 |
|
Topic 4 |
|
Topic 5 |
|
Topic 6 |
|
Topic 7 |
|
PRMIA 8020 Reliable Exam Review & 8020 Latest Study Materials
All the Actual4Dumps PRMIA 8020 practice questions are real and based on actual ORM Certificate - 2023 Update (8020) exam topics. The web-based ORM Certificate - 2023 Update (8020) practice test is compatible with all operating systems like Mac, IOS, Android, and Windows. Because of its browser-based PRMIA 8020 Practice Exam, it requires no installation to proceed further. Similarly, Chrome, IE, Firefox, Opera, Safari, and all the major browsers support the ORM Certificate - 2023 Update (8020) practice test.
PRMIA ORM Certificate - 2023 Update Sample Questions (Q48-Q53):
NEW QUESTION # 48
What are the objectives of conducting an internal loss investigation?
- A. Increase understanding of root causes, focus attention on who caused the issue, and improve the quality of scenario analysis and risk assessments.
- B. Increase understanding of root causes, focus attention on remediation, and ascertain responsibility for the loss event.
- C. Increase understanding of root causes, focus attention on remediation, and improve the quality of scenario analysis and risk assessments.
- D. This is determined on a case by case basis by the HR team.
Answer: C
Explanation:
tep 1: Purpose of Internal Loss Investigations
Internal loss investigations analyze past loss events to identify root causes, improve controls, and enhance risk assessments.
Step 2: Why Option A Is Correct
Root Cause Analysis: Identifying why the loss occurred.
Focus on Remediation: Implementing corrective measures to prevent recurrence.
Scenario Analysis Improvement: Using lessons learned to enhance risk scenario modeling.
Step 3: Why the Other Options Are Incorrect
Option B ("Focus on who caused the issue") → Incorrect because loss investigations are about systemic issues, not assigning blame.
Option C ("Ascertain responsibility for the loss event") → Incorrect because the focus is on process improvements, not individual accountability.
Option D ("Determined by HR on a case-by-case basis") → Incorrect because HR does not dictate risk investigations-risk and compliance functions do.
PRMIA Risk Reference Used:
PRMIA Operational Risk Framework - Emphasizes loss investigations for systemic risk management.
Basel III Risk Governance Standards - Defines loss event analysis as a key risk management tool.
NEW QUESTION # 49
For the National Australia Bank - FX Options case study, large and unusual transaction activity was a concern for what reason?
- A. Complex structured transactions aided in the smoothing of losses.
- B. Deep-in-the-money options and other complex structured transactions aided in the smoothing of losses.
- C. Deep-in-the-money options and other complex structured transactions aided in the smoothing of profits and losses.
- D. Deep-in-the-money options aided in the smoothing of losses.
Answer: C
Explanation:
The National Australia Bank (NAB) FX Options Case Study is a well-known example of operational risk, fraud, and governance failure.
What Happened?
Traders engaged in unauthorized foreign exchange (FX) options trading, using deep-in-the-money options and other complex instruments.
They manipulated profits and losses to smooth earnings and mislead risk managers and auditors.
Why Answer C is Correct
The traders smoothed both profits and losses to avoid detection and ensure continued trading bonuses.
This aligns with PRMIA's Operational Risk Management Guidelines, which highlight that hidden trading losses and smoothing techniques increase financial crime risk.
Why Other Answers Are Incorrect
Option
Explanation:
A . Complex structured transactions aided in the smoothing of losses.
Incorrect - Smoothing occurred with both profits and losses, not just losses.
B . Deep-in-the-money options and other complex structured transactions aided in the smoothing of losses.
Incorrect - Profits were also manipulated, making this answer incomplete.
D . Deep-in-the-money options aided in the smoothing of losses.
Incorrect - This focuses only on deep-in-the-money options and ignores other structured transactions involved in the fraud.
PRMIA Reference for Verification
PRMIA Fraud and Risk Management Case Studies
Basel Principles on Market Risk and Internal Control Failures
NEW QUESTION # 50
The DORA act's full name is which of the following?
- A. Domain for Operational Risk Act.
- B. Digital Operational Risk Act.
- C. Daily Operational Resilience Act.
- D. Digital Operational Resilience Act.
Answer: D
Explanation:
Definition of DORA
The Digital Operational Resilience Act (DORA) is a regulation by the European Union (EU) aimed at strengthening the digital resilience of financial institutions.
It establishes a regulatory framework for managing information and communication technology (ICT) risks in the financial sector.
Key Objectives of DORA
Ensures that financial institutions can withstand, respond to, and recover from cyber threats and ICT-related disruptions.
Introduces standards for risk management, incident reporting, and third-party ICT risk oversight.
Why Other Answers Are Incorrect
Option
Explanation:
A . Domain for Operational Risk Act.
Incorrect - No such regulation exists under this name.
B . Digital Operational Risk Act.
Incorrect - The official name is Digital Operational Resilience Act (DORA).
C . Daily Operational Resilience Act.
Incorrect - DORA is not focused on daily operations but rather long-term digital resilience.
PRMIA Reference for Verification
PRMIA Risk Governance & Digital Resilience Standards
European Commission's Official DORA Regulation
NEW QUESTION # 51
Managing financial crime is a part of risk and compliance for many firms. Which of the following is a useful control to help reduce this risk?
- A. Having the business be a cash only business and not report any transactions.
- B. Development of scenarios and red flags that are used to monitor transactions and identify suspicious customers and activities.
- C. Local regulations that allow a bank to not report transactions by family members of the board.
- D. The requirements to trace all transactions when they are entered into spreadsheets.
Answer: B
Explanation:
Financial Crime Risk Management
Managing financial crime requires implementing controls, monitoring, and reporting systems to detect and prevent illegal activities.
Developing red flags and monitoring scenarios allows firms to detect suspicious transactions related to money laundering, fraud, and terrorist financing.
Why Answer C is Correct
PRMIA emphasizes that effective risk management requires proactive monitoring of transactions using red flags, transaction patterns, and anomaly detection systems.
This is aligned with Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) regulatory requirements.
Why Other Answers Are Incorrect
Option
Explanation:
A . Having the business be a cash-only business and not report any transactions.
Incorrect - Cash-only businesses with no reporting are high-risk for financial crime.
B . The requirements to trace all transactions when they are entered into spreadsheets.
Incorrect - While transaction tracing is important, spreadsheets alone are not an effective control mechanism for financial crime.
D . Local regulations that allow a bank to not report transactions by family members of the board.
Incorrect - This would violate AML and financial crime regulations, increasing corruption risk.
PRMIA Reference for Verification
PRMIA Financial Crime and AML Risk Guidelines
Basel Committee on Financial Crime and Money Laundering
NEW QUESTION # 52
Under the previous Basel II approach, which was not an approach for operational risk?
- A. Advanced Measurement Approach (AMA).
- B. The Standardized Approach (TSA).
- C. Alternative Measurement Approach (AMA).
- D. Basic Indicator Approach (BIA).
Answer: C
Explanation:
Overview of Basel II Approaches for Operational Risk
Basel II introduced three main approaches to calculating capital requirements for operational risk:
Basic Indicator Approach (BIA)
The Standardized Approach (TSA)
Advanced Measurement Approach (AMA)
Why Answer D is Correct
Alternative Measurement Approach (AMA) is not a recognized Basel II approach.
The correct term under Basel II was Advanced Measurement Approach (AMA).
Why Other Answers Are Incorrect
Option
Explanation:
A . Basic Indicator Approach (BIA).
Correct - A simple approach where capital is set as a fixed percentage of gross income.
B . The Standardized Approach (TSA).
Correct - Categorizes operational risk into business lines, each with assigned risk factors.
C . Advanced Measurement Approach (AMA).
Correct - Uses internal models to calculate capital requirements based on loss data, scenario analysis, and risk controls.
PRMIA Reference for Verification
Basel II Framework for Operational Risk (2004)
PRMIA Risk Management Guidelines
NEW QUESTION # 53
......
Our 8020 test questions are available in three versions, including PDF versions, PC versions, and APP online versions. And 8020 test material users can choose according to their own preferences. The most popular version is the PDF version of 8020 exam prep. The PDF version of 8020 test questions can be printed out to facilitate your learning anytime, anywhere, as well as your own priorities. The PC version of 8020 Exam Prep is for Windows users. If you use the APP online version, just download the application program, you can enjoy our 8020 test material service.
8020 Reliable Exam Review: https://www.actual4dumps.com/8020-study-material.html
- 100% Pass Quiz High Pass-Rate PRMIA - 8020 - ORM Certificate - 2023 Update Test Pass4sure ???? ➽ www.dumps4pdf.com ???? is best website to obtain ➠ 8020 ???? for free download ????Reliable 8020 Exam Braindumps
- 2025 8020 Test Pass4sure - Realistic ORM Certificate - 2023 Update Reliable Exam Review Free PDF ???? Open website ➡ www.pdfvce.com ️⬅️ and search for ▶ 8020 ◀ for free download ????Pass 8020 Guarantee
- 100% Pass Quiz PRMIA - 8020 The Best Test Pass4sure ???? Search on 《 www.lead1pass.com 》 for { 8020 } to obtain exam materials for free download ????Exam 8020 Book
- 8020 - Trustable ORM Certificate - 2023 Update Test Pass4sure ???? Easily obtain 「 8020 」 for free download through 「 www.pdfvce.com 」 ????Pass 8020 Guarantee
- Using 8020 Test Pass4sure - Get Rid Of ORM Certificate - 2023 Update ???? Easily obtain ➡ 8020 ️⬅️ for free download through 「 www.testsimulate.com 」 ????Pass 8020 Guarantee
- 100% Pass Quiz Useful PRMIA - 8020 Test Pass4sure ???? Download 【 8020 】 for free by simply entering ☀ www.pdfvce.com ️☀️ website ????Exam 8020 Questions Answers
- Valid Dumps 8020 Pdf ???? New Exam 8020 Materials ???? 8020 Actual Questions ???? Copy URL 「 www.testsdumps.com 」 open and search for “ 8020 ” to download for free ????Books 8020 PDF
- 8020 Reliable Study Guide ???? 8020 Actual Questions ???? 8020 PDF ⬇ Download { 8020 } for free by simply entering ➡ www.pdfvce.com ️⬅️ website ????Exam 8020 Questions Answers
- 2025 8020 Test Pass4sure - Realistic ORM Certificate - 2023 Update Reliable Exam Review Free PDF ???? Search on ➽ www.exams4collection.com ???? for ▷ 8020 ◁ to obtain exam materials for free download ????8020 Exam Price
- 100% Pass Quiz PRMIA - 8020 The Best Test Pass4sure ???? “ www.pdfvce.com ” is best website to obtain ➥ 8020 ???? for free download ????8020 Passleader Review
- Exam 8020 Book ???? Pass 8020 Guarantee ???? 8020 Valid Test Vce ???? Search on ➽ www.dumpsquestion.com ???? for ➽ 8020 ???? to obtain exam materials for free download ????Exam 8020 Questions Answers
- 8020 Exam Questions
- einfachalles.at thecodingtracker.com aspireacademycoaching.com a1ta.ca skillhive.org www.training.emecbd.com geekfusion.net www.learnacourse.org perfect-learning.com demo.webdive.in